📍Bengaluru, Karnataka
SEBI PMS Registration & Compliance in Bengaluru
Obtain SEBI registration as a Portfolio Manager under the SEBI (Portfolio Managers) Regulations, 2020 — Form A application, Form B agreement filing, net worth certificate, compliance officer appointment, and quarterly/annual compliance returns.
SEBI Portfolio Management Services (PMS) Registration & Compliance — Forms A & B in Bengaluru — Local Context
Bengaluru's founder, professional, and NRI investor base supports interest in professionally managed portfolios. A PMS applicant needs a documented investment process, governance, risk management, disclosures, client agreements, custody arrangements, and financial eligibility aligned with SEBI's framework.
Regulatory Office
SEBI (Securities and Exchange Board of India)
Handles Portfolio Manager registration and ongoing conduct, disclosure, reporting, and investor-protection requirements.
Typical Bengaluru Scenarios
- A Koramangala investment manager prepares its PMS application, governance policies, and client agreements.
- A wealth business serving the NRI diaspora (Silicon Valley/Seattle Kannada-Telugu community) documents suitability and reporting controls.
- An adviser in Indiranagar formalises custody, risk, conflict, and portfolio valuation processes before onboarding clients.
Who We Serve in Bengaluru
Koramangala startup hubNRI diaspora (Silicon Valley/Seattle Kannada-Telugu community)IndiranagarIT/ITES companies
Why Harun Raaj & Associates in Bengaluru
We are an ICAI-registered CA firm (Membership No. 238303) based in Visakhapatnam. Every output — certificate, return, or advisory — is reviewed and signed by a CA and carries a UDIN for authenticity. We handle the full regulatory workflow so your team doesn't have to — from document collection through filing or certification.
Looking for SEBI Portfolio Management Services (PMS) Registration & Compliance — Forms A & B outside Bengaluru? We serve clients across India.
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